課程資訊
課程名稱
比較企業金融法制專題研究三
Seminar on Comparative Enterprise & Finacial Laws (Ⅲ) 
開課學期
103-2 
授課對象
法律學院  科際整合法律學研究所  
授課教師
林仁光 
課號
LAW7042 
課程識別碼
A21EM8970 
班次
 
學分
全/半年
半年 
必/選修
選修 
上課時間
星期二3,4(10:20~12:10) 
上課地點
 
備註
本課程以英語授課。教室為法研5。
限碩士班以上 且 限法律學院學生(含輔系、雙修生)
總人數上限:24人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/1032LAW7042_ 
課程簡介影片
 
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課程概述

Specific topics of enterprise and financial laws are selected for discussion. Cases and articles will be provided at the beginning and/or during the semester. The instructor will introduce the theme and regulatory framework at the beginning of each topic. Afterwards, students will have opportunities to present the assigned reading and participate discussion. In the fall semester of 2010-11, the focus will be on the regulation of corporate insiders, particularly those of the listed companies. We will beginning with the regulatory regime of corporate insiders in Taiwan and discuss the regulatory regimes in the USA, Europe and other jurisdictions. For examples, executive compensation, insider trading, etc. 

課程目標
This course provides English-learning environment. Taiwanese students and foreign students may interact with one another. Students may also employ the comparative law approach to observe the development of legal regimes in different jurisdictions. 
課程要求
This course is conducted mainly in English. However, Mandarin may be used during discussion if it is deemed necessary to help discussion.
Course Requirements:
1. Read the assigned reading.
2. Class participation.
3. Term paper.  
預期每週課後學習時數
 
Office Hours
每週三 14:00~15:00 
指定閱讀
 
參考書目
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
Term Paper 
40% 
Students enrolled shall complete a independent research paper at the end of the semester. The topic shall be relevant to the course. 
2. 
Class Participation 
60% 
Please read the assigned reading and participate class discussion. You will have the opportunity to make presentation. 
 
課程進度
週次
日期
單元主題
Week 1
  Introduction 
Week 2
  Overview of Financial Regulatory Reform and SEC's Role after Global Financial Crisis and Dodd-Frank Act 
Week 3
  Corporate Governance Reform--Separation of Ownership and Control and CGR Evolution 
Week 4
  What Influence the Forming of Regulatory Policy and Making of Law--“CAPTURE”IN FINANCIAL REGULATION 
Week 5
  Corporate Governance Reforem in Japan 
Week 6
  Japanese CG Reform--Comparative 
Week 7
  Researching and Finalizing Term-paper Topic (Class will not meet) 
Week 8
  CG: Interlocking Directorship (Italian Perspective) 
Week 9
  Impact of Prosecution on Corporate Governance 
Week 10
  Corporate Governance Controversies-- 
Week 11
  Corporate Governance Controversies 
Week 12
  Observing the Battle between Shareholders and Management 
Week 13
  Observing the Battle between Shareholder Primacy and Management Control 
Week 14
  The Turn Toward Board Primacy--Do You Agree? 
Week 15
  Corporate Control and the Need for Meaningful Board Accountability 
Week 16
  Board Accountability (NPO) 
Week 17
  Term Paper Due on June 19, 2015 at 5 pm